Kspetz.com

1. Broker Dealer Compliance
Providing compliance consulting solutions for broker dealers.
investmentcare.com

2. Broker Dealer Compliance
Capital Markets Compliance, LLC provides regulatory guidance for broker dealers, banks and investment advisers.
www.capitalmarketscompliance.com

3. Independent Broker Dealer
Your job is to satisify your clients. Our job is to satisfy you.
www.joinsummit.com

4. FINRA Online Learning
Compliance Training for Securities Professionals.
www.finra.org

5. Independent Broker Dealer
Share in the firm's profits as a Limited Partner plus enjoy payouts up to 95%.
www.joinunitedplanners.com

6. Brokerage Consulting Group - Compliance
The Brokerage Consulting Group will help you interpret and comply with NASD and SEC rules and regulations for compliance.
www.brokerageconsulting.com

7. Free Broker/Dealer White Paper
Going Independent? Learn How To Evaluate Potential Broker/Dealers.
LPL-Independent-Advisor.net

8. RIA Technical Support
TD AMERITRADE Puts You First So You Can Put Your Clients First.
tdainstitutional.com

9. Kaufman Rossin & Co
Broker Dealer Auditors, 16 years experience in B-D audit & accounting.
www.KaufmanRossin.com

10. Broker Dealer Consultation Services
Contact us to start your own or join an independent broker dealer.
www.luxorbd.com